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[BOAI] Re: Questions concerning Cogprints

From: Stevan Harnad <harnad AT ecs.soton.ac.uk>
Date: Thu, 5 Nov 2009 22:56:12 -0500



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   ** apologies for cross-posting **

On 5-Nov-09, at 4:00 AM, [Identity deleted] wrote:

> We [deleted] are informing researchers from the social sciences and =20=

> humanities in [deleted] about repositories in their domain.


I am happy to answer your questions about central disicplinary =20
repositories in general and, in particular, about CogPrints =
http://cogprints.org/=20
, which I founded in 1997 as a conscious effort to extend to other =20
disciplines the long-standing practice of physicists to self-archive =20
their papers -- both before and after refereeing -- in what used to be =20=

called "XXX" and then became the Los Alamos (now Cornell) Physics =20
Arxiv. http://arxiv.org/



The idea of CogPrints was to show that making one's papers freely =20
accessible online was not just feasible and useful in physics, but in =20=

all disciplines. The idea was also (vaguely) that it could all be =20
deposited in one global archive -- Arxiv, perhaps, eventually, but =20
that first CogPrints needed to demonstrate the feasibility and =20
usefulness of self-archiving in other disciplines, as evidence that =20
the practice could be generalized and could scale.

But there was always some uncertainty about whether the self-archiving =20=

should be central or local (institutional). The original self-=20
archiving proposal (1994) had been for local self-archiving: =
http://www.arl.org/sc/subversive/=20
.  Somehow, however -- perhaps because of the prominent success of =20
Arxiv, which had launched in 1991, but preceded by similar practices =20
by high energy physicists in the sharing and distribution of preprints =20=

in hard copy form, at central deposit sites such as CERN and SLAC -- =20
the local self-archiving proposal mutated, temporarily, into central =20
self-archiving, and that was when CogPrints was created.

Since then, however, the OAI metadata harvesting protocol =
http://www.openarchives.org/=20
  (itself first inspired by Arxiv) was created (1999), making all OAI-=20=

compliant repositories interoperable, and the Budapest Open Access =20
Initiative (2001) http://www.soros.org/openaccess/ was launched, =20
CogPrints was made OAI-compliant, and then used to create the first =20
generic OAI-compliant, Open Access (OA) Institutional Repository (IR) =20=

software (EPrints) http://www.eprints.org/openaccess/, and the =20
international OA IR movement began, and is now culminating in =20
institutional mandates to self-archive in institutions' own IRs. =
http://www.eprints.org/openaccess/policysignup/

So the tide has turned, functionally, to institutional rather than =20
central self-archiving, with the OAI protocol making it possible to =20
harvest the metadata data (or both the metadata and the full-texts) =20
from all the distributed IRs into many discipline-based or geographic =20=

central repositories. http://bit.ly/2kheoh

This development was natural, and indeed optimal, because institutions =20=

(not disciplines) are the universal providers of all of OA's target =20
content (refereed research), across all disciplines and nations, hence =20=

distributed local deposit and central harvesting is the most natural =20
and universal way to ensure (and mandate) that all of OA's target =20
content is systematically provided. That had been the gist of the =20
original 1994 self-archiving proposal.

The notion of central deposit was made obsolete by the OAI harvesting =20=

protocol. (The idea is the same as with Google: we don't deposit =20
centrally in Google; we deposit content locally, and Google harvests. =20=

With research, there are disciplines and countries and funders, and if =20=

any or many of them want their own entral collection, they need merely =20=

harvest it. No need to have researchers depositing willy-nilly here =20
and there. Depositing once, in their own institution's IR is enough, =20
and the rest is just a matter of automated import/export and/or =20
harvesting. Moreover, IRs cost far less to create and maintain than =20
central repositories, because they distribute the cost and the load.)

So CogPrints, and other direct-deposit central repositories are =20
obsolescent, with good reason. It is institutional self-archiving =20
mandates that will put an end to the direct-deposit central repository =20=

era -- but harvested central collections may still continue to =20
flourish, until generic global harvesters manage to provide the same =20
functionality or better, across disciplines and nations -- and =20
institutions have a special interest in hosting and managing their own =20=

output.)


> We have 2 questions considering cogprints:
>
> 	=95 Are peer-reviewed and non peer-reviewed documents available =
on =20
> cogprints?

Yes, both unrefereed preprints and refereed postprints can be =20
deposited in CogPrints -- and in IRs. But only refereed postprint =20
deposit can be mandated by institutions (and funders). Whether =20
researchers choose to make their unrefereed drafts public (as the =20
physicists have found useful to do) must be left up to the individual =20=

researchers.

> If yes, do you control if documents from authors who say they are =20
> peer-reviewed are really peer-reviewed? Is there such a control at =20
> Cogprints?

CogPrints certainly does not fact-check whether papers deposited as =20
having been published in a (named) refereed journal were indeed =20
published in that refereed journal.

Institutions may choose to fact-check that for deposits in their own =20
IRs (but I doubt it's necessary: publicly claiming to have published =20
in a journal when anyone on the web can check and confirm that it is =20
untrue would be a very foolish thing for an academic to do -- and the =20=

deception would not last long).

> 	=95 Is it free for authors to upload their documents on =
Cogprints or =20
> do they have to pay something?

Of course it is free -- both to the uploading author and to the =20
downloading user.

But it is not cost-free to maintain a central repository. (And =20
maintaining Arxiv costs a lot of money; it doesn't cost much to =20
maintain CogPrints simply because CogPrints -- and central self-=20
archiving in general, apart from Arxiv, is either a failure or just a =20=

very minor and temporary success. The natural and optimal way to self-=20=

archive is institutionally, with central repositories being just =20
harvested collections, not multiple off-site loci of remote deposit, =20
competing for or overloading the poor depositing author's keystrokes, =20=

and discouraging institutional self-archiving mandates.) =
http://openaccess.eprints.org/index.php?/archives/369-guid.html

I hope this helps. It's a good idea to consider setting up central =20
collections, but better to encourage local institutional deposit, and =20=

to harvest therefrom, rather than trying to get authors -- who mostly =20=

(85%) don't self-archive at all --  to deposit directly in yet another =20=

central repository.

Stevan Harnad


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	charset=WINDOWS-1252
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<html><body style=3D"word-wrap: break-word; -webkit-nbsp-mode: 
space; =
-webkit-line-break: after-white-space; ">&nbsp;&nbsp;** 
apologies for =
cross-posting **<div><br><div><div>On 5-Nov-09, at 4:00 
AM, [Identity =
deleted] wrote:</div><br><blockquote 
type=3D"cite"><div>We [deleted] are =
informing researchers from the social sciences and humanities in =
[deleted] about repositories in their =
domain.</div></blockquote></div><div><br></div><div>I am happy to answer =
your questions about central disicplinary repositories in general and, =
in particular, about CogPrints&nbsp;<a =
href=3D"http://cogprints.org/">http://cogprints.org/</a>, 
which I =
founded in 1997 as a conscious effort to extend to other disciplines the =
long-standing practice of physicists to self-archive their papers -- =
both before and after refereeing -- in what used to be called "XXX" 
and =
then became the Los Alamos (now Cornell) Physics =
Arxiv.&nbsp;http://arxiv.org/</div><div><br></div><div><br></div><div><br>=
</div><div>The idea of CogPrints was to show that making one's 
papers =
freely accessible online was not just feasible and useful in physics, =
but in all disciplines. The idea was also (vaguely) that it could all be =
deposited in one global archive -- Arxiv, perhaps, eventually, but that =
first CogPrints needed to demonstrate the feasibility and usefulness of =
self-archiving in other disciplines, as evidence that the practice could =
be generalized and could 
scale.</div><div><br></div><div>But there was =
always some uncertainty about whether the self-archiving should be =
central or local (institutional). The original self-archiving proposal =
(1994) had been for local self-archiving:&nbsp;<a =
href=3D"http://www.arl.org/sc/subversive/">http://www.arl.org/sc/subversiv=
e/</a>.&nbsp;&nbsp;Somehow, however -- perhaps because of the 
prominent =
success of Arxiv, which had launched in 1991, but preceded by similar =
practices by high energy physicists in the sharing and distribution of =
preprints in hard copy form, at central deposit sites such as CERN and =
SLAC -- the local self-archiving proposal mutated, =
<i>t</i><i>emporarily</i>, into 
<i>central</i> self-archiving, and that =
was when CogPrints was 
created.</div><div><br></div><div>Since then, =
however, the OAI metadata harvesting protocol <a =
href=3D"http://www.openarchives.org/">http://www.openarchives.org/</a> =
(itself first inspired by Arxiv) was created (1999), making all =
OAI-compliant repositories interoperable, and the Budapest Open Access =
Initiative (2001) <a =
href=3D"http://www.soros.org/openaccess/">http://www.soros.org/openaccess/=
</a> was launched, CogPrints was made OAI-compliant, and then used to =
create the first generic OAI-compliant, Open Access (OA) Institutional =
Repository (IR) software (EPrints) <a =
href=3D"http://www.eprints.org/openaccess/">http://www.eprints.org/openacc=
ess/</a>, and the international OA IR movement began, and is now =
culminating in institutional mandates to self-archive in institutions' =
own IRs.&nbsp;<a =
href=3D"http://www.eprints.org/openaccess/policysignup/">http://www.eprint=
s.org/openaccess/policysignup/</a></div><div><br></div><div>So the tide =
has turned, functionally, to institutional rather than central =
self-archiving, with the OAI protocol making it possible to <i>harvest =
</i>the metadata data (or both the metadata and the full-texts) from all 
=
the distributed IRs into many discipline-based or geographic central =
repositories.&nbsp;<a =
href=3D"http://bit.ly/2kheoh">http://bit.ly/2kheoh</a></div><div><br></div=
><div>This development was natural, and indeed optimal, because =
institutions (not disciplines) are the universal providers of all of =
OA's target content (refereed research), across all disciplines and =
nations, hence distributed local deposit and central harvesting is the =
most natural and universal way to ensure (and mandate) that all of OA's =
target content is systematically provided. That had been the gist of the =
original 1994 self-archiving 
proposal.</div><div><br></div><div>The =
notion of central deposit was made obsolete by the OAI harvesting =
protocol. (The idea is the same as with Google: we don't deposit =
centrally in Google; we deposit content locally, and Google harvests. =
With research, there are disciplines and countries and funders, and if =
any or many of them want their own entral collection, they need merely =
harvest it. No need to have researchers depositing willy-nilly here and =
there. Depositing once, in their own institution's IR is enough, and the =
rest is just a matter of automated import/export and/or harvesting. =
Moreover, IRs cost far less to create and maintain than central =
repositories, because they distribute the cost and the =
load.)</div><div><br></div><div><i>So 
CogPrints, and other =
direct-deposit central repositories are obsolescent</i>, with good =
reason. It is institutional self-archiving mandates that will put an end =
to the direct-deposit central repository era -- but harvested central =
collections may still continue to flourish, until generic global =
harvesters manage to provide the same functionality or better, across =
disciplines and nations -- and institutions have a special interest in =
hosting and managing their own =
output.)&nbsp;</div><div><br></div><div><br></div><div><blockquote =
type=3D"cite"><div>We have 2 questions considering =
cogprints:<br><br><div><span 
class=3D"Apple-tab-span" =
style=3D"white-space:pre">	</span>=95 Are peer-reviewed and 
non =
peer-reviewed documents available on cogprints? =
</div></div></blockquote><div><br></div>Yes, both unrefereed preprints =
and refereed postprints can be deposited in CogPrints -- and in IRs. But =
only refereed postprint deposit can be <i>mandated</i> by 
institutions =
(and funders). Whether researchers choose to make their unrefereed =
drafts public (as the physicists have found useful to do) must be left =
up to the individual 
researchers.</div><div><br><blockquote =
type=3D"cite"><div><div>If yes, do you control if 
documents from authors =
who say they are peer-reviewed are really peer-reviewed? Is there such a =
control at Cogprints? 
</div></div></blockquote><div><br></div>CogPrints =
certainly does not fact-check whether papers deposited as having been =
published in a (named) refereed journal were indeed published in that =
refereed 
journal.&nbsp;</div><div><br></div><div>Institutions may choose =
to fact-check that for deposits in their own IRs (but I doubt it's =
necessary: publicly claiming to have published in a journal when anyone =
on the web can check and confirm that it is untrue would be a very =
foolish thing for an academic to do -- and the deception would not last =
long).</div><div><br><blockquote 
type=3D"cite"><div><div><span =
class=3D"Apple-tab-span" 
style=3D"white-space:pre">	</span>=95 Is it =
free for authors to upload their documents on Cogprints or do they have =
to pay 
something?<br></div></div></blockquote><div><br></div>Of course =
it is free -- both to the uploading author and to the downloading =
user.&nbsp;</div><div><br></div><div>But it 
is not cost-free to maintain =
a central repository. (And maintaining Arxiv costs a lot of money; it =
doesn't cost much to maintain CogPrints simply because CogPrints -- and =
central self-archiving in general, apart from Arxiv, is either a failure =
or just a very minor and temporary success. The natural and optimal way =
to self-archive is institutionally, with central repositories being just =
harvested collections, not multiple off-site loci of remote deposit, =
competing for or overloading the poor depositing author's keystrokes, =
and discouraging institutional self-archiving mandates.)&nbsp;<a =
href=3D"http://openaccess.eprints.org/index.php?/archives/369-guid.html">h=
ttp://openaccess.eprints.org/index.php?/archives/369-guid.html</a></div><d=
iv><br></div><div>I hope this helps. It's a good idea to 
consider =
setting up central collections, but better to encourage local =
institutional deposit, and to harvest therefrom, rather than trying to =
get authors -- who mostly (85%) don't self-archive at all -- &nbsp;to =
deposit directly in yet another central =
repository.</div><div><br></div><div>Stevan =
Harnad</div><br></div></body></html>=

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